| The CFTC has approved regulations that
impose various requirements on financial
institutions' treatment of customer
information. The regulations require that
financial institutions develop privacy
policies and disclose these policies to its
customers. GForce4x considers your privacy
one of our utmost concerns. This Privacy
Notice outlines our current policies and
practices regarding how information about
individual customers is collected and used.
We will send existing customers an updated
Privacy Notice on an annual basis; also
should any portion of our current policies
and practices change you will be sent a
revised Privacy Notice in advance, thus
providing you with sufficient notice to
respond prior to the effective date of the
change.
In order to provide you with individualized
service, GForce4x collects information about
you from your account application and other
forms that you may deliver to us or to the
firms that clear securities trades on the
various domestic securities exchanges. We
use this information to open an Account for
you, process your requests and transactions
and to provide you with additional
information about our products and services.
In order to service your Account, effect
your transactions and mail correspondence to
you, we provide your personal information to
other independent firms that specialize in
providing these services. We require these
other independent firms to protect the
confidentiality of your information and to
use the information only for the purpose for
which the disclosure is made.
In the regular course of our business, we
also collect information about your
transactions with us and we may receive
non-public information about you from a
consumer reporting agency. We do not
disclose any nonpublic personal information
about our customers to other independent
firms, organizations or individuals except
in furtherance of our business relationship
with you, or if compelled to do so by due
process of law.
If you decide at some point to close your
GForce4x Account, or become an inactive
customer, we will continue to adhere to the
privacy policies and practices described in
this Notice.
We restrict access to nonpublic personal
information about you to those employees who
need to know that information to provide
products or services to you. We maintain
physical, electronic and procedural
safeguards that comply with federal
standards to guard your personal
information.
Should you have any questions or concerns
about this Privacy Notice or the privacy of
your personal information, please feel free
to contact the Compliance Department, at
(800) 783-6056, Monday through Friday,
between the hours of 9:00 a.m. and 5 p.m.
CST.
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